IGUV

EASILY COMPLETE REGULATORY CONTINUING EDUCATION
ONLINE 24/7

The aim of these e-learning modules is to be able to acquire knowledge independent of time and place.

The e-learning modules are suitable for beginners, advanced users, and also career changers. With the learning modules, users are introduced to the topics by means of theory and practical examples and can test what they have learned by means of a test module.
As an independent asset manager, you must regularly fulfill your regulatory continuing education obligations. We would like to help you with this and offer you the opportunity to complete the required e-learning modules free of charge.
The mandatory modules for asset managers include AMLA and due diligence as well as Fundamentals and Execution Only according to FinSA. Depending on your business model, you may need to complete additional FinSA modules such as Transactional Investment Advice, Comprehensive Investment Advice or Asset Management. Please note that these modules only fulfill the training requirement for client advisors and compliance officers.
As a qualified manager, you must provide evidence of at least 1/2 day of further training in addition to the above-mentioned courses. The area in which you do this further training is deliberately not specified by the regulator and is up to you, but should have something to do with your profession.
IGUV offers its workshops here, for example, which cover numerous topics, with the program tailored to the individual wishes of the participants. The workshops meet the requirements for professional and technical training.

 

How does the supervisory organization define what counts as creditable continuing education and what does not?

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YOUR ADVANTAGES

  • As a IGUV member, you can take the modules free of charge*, provided that you book them online on this website.
  • They know the current legal and regulatory requirements.
  • Uniform training of your employees independent of time and location.
  • Learning content is continuously updated and corresponds to the current status.
  • The necessary expertise is ensured organisationally and can be tested by means of test modules.
  • Certificate from the test module can be used as periodic proof of training for third parties (e.g. supervisory authority, supervisory organization, consultant register and audit) (such as for AMLA and FinSA).
  • On request, you can receive SAQ-accredited certificates for a contribution towards costs of only CHF 75.

AVAILABLE MODULES

Basic modules
  • FinSA: Basics and Execution Only - 2h*
  • FinSA: Transactional investment advice - 1h
  • FinSA: Comprehensive investment advice - 1h
  • FinSA: Asset management - 1h
  • AMLA and due diligence obligations for asset managers - 4h*
  • Compliance and rules of conduct - 2h
  • New: FinSA: Market behavior and employee transactions - 1h
Training modules
  • AMLA and due diligence obligations for asset managers - 5h or short version - 2h
  • FinSA Organizational and conduct obligations for asset managers - 5h or short version - 2h

* Mandatory courses

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The costs for these courses are covered by the association.
Three employees/users per asset management company can go through these courses free of charge. Each additional employee/user who completes training and needs a certificate costs CHF 120.

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