PROFESSIONAL TRAINING - WHAT COUNTS?
In the multifaceted world of asset management, where continuous training is not only a requirement but also an opportunity for excellence, I was in contact with
In the multifaceted world of asset management, where continuous training is not only a requirement but also an opportunity for excellence, I was in contact with
WHEN AUDITS MISS THE GOAL In the world of financial regulation, the balance between risk and control is a constant dance. The Federal Department of Finance (FDF) and
Reporting obligations in the case of minor changes, cause displeasure among independent asset managers. This article deals with the new reporting requirements in the event of a material change, which are
As a financial services provider, it is essential to have an adequate and effective internal control system (ICS). However, this often represents a challenge. IGUV has now
The Financial Services Act (FinSA) and the Financial Institutions Act (FinIA), lead to a tightening of the requirements for asset managers. One consequence of this new regulation is that many asset managers are being forced to become more complex due to
IGUV now offers its members another compliance solution. On the one hand, asset managers can use the online compliance tool 1CHECK, which was developed specifically for carrying out compliance and risk management checks, at advantageous prices.
IGUV is looking for compliance specialists to perform online compliance and risk management audits on behalf of IGUV . 5 years of experience in the field is required. All
In the interest of its members, IGUV , as an industry organization, has negotiated terms with the following three ombudsman offices: FINSOM, OFD and FINOS. IGUV takes over the collection and registration
In order to obtain a FINMA license, asset managers must revise their mandates, investment guidelines, risk assessments, general terms and conditions and so on to meet the new regulatory requirements according to FinSA & FinIA
IGUV has analyzed and compared the supervisory organizations. Our SO-analysis tool calculates for each asset manager individually what costs are incurred for each SO . For the comparison we need
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